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Thomas J Scarfo

THE Leaders Group, Inc.

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About Thomas J Scarfo

Thomas Scarfo is a registered representative with The Leaders Group, Inc., located in Littleton, CO. Thomas has been in the securities industry since 2012, and has experience in a number of financial service areas. Thomas holds the Series 6, Series 63 and the SIE licenses. Thomas is a Colorado Registered Representative with previous experience in Connecticut.

Firm Information

Thomas Scarfo is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Scarfo’s Registration & Firm History

CO

01/17/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CT

07/19/2018 - 12/31/2018

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

MN

08/28/2015 - 06/27/2018

PRUCO SECURITIES, LLC. (PLYMOUTH MN)

CT

07/03/2014 - 08/03/2015

P.J. ROBB VARIABLE CORPORATION (FARMINGTON CT)

CT

03/03/2014 - 07/09/2014

METLIFE SECURITIES INC. (SHELTON CT)

NC

03/12/2012 - 02/21/2014

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/07/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas J Scarfo.
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