Unclaimed
Thomas Scarfo is a registered representative with The Leaders Group, Inc., located in Littleton, CO. Thomas has been in the securities industry since 2012, and has experience in a number of financial service areas. Thomas holds the Series 6, Series 63 and the SIE licenses. Thomas is a Colorado Registered Representative with previous experience in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/17/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CT
07/19/2018 - 12/31/2018
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
MN
08/28/2015 - 06/27/2018
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
CT
07/03/2014 - 08/03/2015
P.J. ROBB VARIABLE CORPORATION (FARMINGTON CT)
CT
03/03/2014 - 07/09/2014
METLIFE SECURITIES INC. (SHELTON CT)
NC
03/12/2012 - 02/21/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
BC
Issued 05/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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