Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ronzio is a financial advisor with Wells Fargo Securities, LLC in New York, NY. Thomas has been working in the financial services industry since 2017. Thomas has held previous positions with Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Stifel, Nicolaus & Company, Incorporated, TD Ameritrade, Inc., and Scottrade, Inc. Thomas is licensed in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2023 - Present
Wells Fargo Securities, LLC (New York NY)
MO
06/02/2022 - 05/23/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
11/18/2020 - 05/10/2022
CITIGROUP GLOBAL MARKETS INC. (O'Fallon MO)
MO
06/28/2019 - 05/22/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST LOUIS MO)
MO
02/26/2018 - 05/23/2019
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
07/19/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 08/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2019
Series 4 - Registered Options Principal Examination
BC
Issued 07/27/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/27/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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