Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Poe is a financial advisor based in Birmingham, Alabama. Thomas has been in the industry since 1986 and is currently affiliated with Stifel, Nicolaus & Company, Inc. Previously, Thomas worked with Sterne, Agee & Leach, Inc. and Southtrust Securities, Inc. Thomas has a broad range of experience and expertise, and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/07/2015 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
02/29/2016 - 03/04/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
09/04/1991 - 07/07/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
08/30/1986 - 09/05/1991
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
BC
Issued 06/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/1991
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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