Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J. Oakes is an active broker and investment advisor representative who has been in the industry since 2021. Thomas is currently employed at Morgan Stanley where he is a registered representative and investment advisor representative. Thomas has experience in the securities industry, having also worked at Buckman, Buckman & Reid, Inc., San Blas Securities LLC and Paulson Investment Company LLC. Thomas is licensed to provide financial advice and services in all 50 states. Thomas has a Series 63, Series 7TO, and Series 57TO license. Thomas is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/04/2024 - Present
Morgan Stanley (New York NY)
NJ
05/20/2024 - 08/26/2024
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
NJ
08/18/2022 - 05/17/2024
SAN BLAS SECURITIES LLC (Red Bank NJ)
NJ
03/03/2022 - 08/09/2022
PAULSON INVESTMENT COMPANY LLC (Hazlet NJ)
BC
Issued 04/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 57TO - Securities Trader Exam
BC
Issued 03/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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