Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J. Muller is a financial advisor with over 24 years of experience in the financial services industry. Thomas is currently registered with Osaic Wealth, Inc. and has also been previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Signator Investors, Inc., UBS PaineWebber Inc., Prudential Securities Incorporated, and MLB Investments, LTD.. Thomas holds the Series 6, 7, 63, 65, and 66 securities licenses and the SIE exam. Thomas specializes in financial planning, retirement planning, and investment management for individuals, businesses, and non-profit organizations. Thomas is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (HOLBROOK NY)
NY
05/28/2008 - 01/15/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERHEAD NY)
NY
03/03/2008 - 04/23/2008
SIGNATOR INVESTORS, INC. (WESTBURY NY)
NJ
09/03/1999 - 06/15/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/18/1996 - 09/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/10/1992 - 07/10/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/22/1989 - 07/23/1990
MLB INVESTMENTS, LTD.
BOTH
Issued 07/08/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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