Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mullan has been in the financial industry for over 16 years and is currently registered with Edward Jones. He is a registered representative in Florida. Thomas has a strong background in providing financial advice to individuals, families, and businesses. He is dedicated to helping clients achieve their financial goals. Thomas is committed to providing personalized financial advice and is known for his attention to detail and understanding of client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/24/2022 - Present
Edward Jones (Fort Myers FL)
NY
12/04/2006 - 12/31/2007
ING FINANCIAL PARTNERS, INC. (QUEENSBURY NY)
NY
04/12/2006 - 12/06/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALBANY NY)
NY
02/26/1997 - 02/11/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/19/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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