Unclaimed
Thomas MacKinnon is a financial advisor with Empower Financial Services, Inc. Thomas has been in the securities industry since December 19, 2017. Prior to joining Empower Financial Services, Inc., Thomas was registered with RAYMOND JAMES FINANCIAL SERVICES, INC., LPL FINANCIAL LLC, and J.P. MORGAN SECURITIES LLC. Thomas is licensed to sell securities in all 50 states. Thomas has passed the Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/05/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
OH
04/05/2022 - 02/08/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Bryan OH)
OH
07/01/2021 - 05/10/2022
LPL FINANCIAL LLC (DEFIANCE OH)
OH
01/19/2017 - 10/23/2020
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
BC
Issued 05/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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