Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lofgren is a financial advisor with over 20 years of experience in the industry. He is currently registered with Country Capital Management Co. in Burlington, WI. Thomas holds the Series 66, Series 6TO, SIE, Series 55, and Series 7 licenses. He has previously worked at Reliant Trading, Shepherd Trading Limited, and Ascend Financial Services, Inc.. Thomas's primary focus is on providing investment advice and products to individual investors. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
03/19/2009 - Present
Country Capital Management Co. (Burlington WI)
WI
07/06/2001 - 07/06/2007
RELIANT TRADING (ST. FRANCIS WI)
WI
06/11/2003 - 03/05/2007
SHEPHERD TRADING LIMITED (ST. FRANCIS WI)
MN
02/01/2000 - 03/06/2001
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 04/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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