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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kornett is a financial advisor with over 20 years of experience in the industry. Thomas currently works for Cetera Investment Advisers LLC. Prior to joining Cetera Investment Advisers LLC, Thomas was a Financial Advisor at Hancock Whitney Investment Services Inc. Thomas holds multiple licenses and certifications, including the Series 63, 65, 7, and 24 licenses. Thomas has also passed the Series 4, 9, 10, 52, and 53 exams. Thomas specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/09/2022 - Present
Cetera Investment Advisers LLC (BRADENTON FL)
FL
09/30/2021 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (BRADENTON FL)
FL
11/06/2015 - 09/14/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
OH
03/28/2011 - 10/06/2015
PNC INVESTMENTS (COLUMBUS OH)
NJ
11/07/2006 - 07/15/2009
PNC INVESTMENTS (PRINCETON NJ)
NY
03/24/2004 - 06/15/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
PA
07/01/2003 - 02/26/2004
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IA
04/08/2003 - 06/27/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
05/13/1998 - 04/01/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/30/1997 - 01/08/1998
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
PA
03/03/1997 - 05/13/1997
FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)
NY
12/09/1996 - 03/03/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 8/4/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/2015
Series 4 - Registered Options Principal Examination
BC
Issued 6/27/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/18/2003
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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