Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kelly is a financial advisor with over 20 years of experience in the industry. Thomas has a Series 6, 7, 63 and 66 license, as well as the SIE. Thomas is currently registered with LPL Financial LLC and has been with the firm since November 2013. Prior to joining LPL, Thomas worked for CCO Investment Services Corp., Allstate Financial Services, LLC and Wachovia Securities, LLC. Thomas has extensive experience in providing financial advice to individuals, families, and businesses. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/30/2019 - Present
LPL Financial LLC (COLMAR PA)
PA
11/17/2008 - 12/04/2013
CCO INVESTMENT SERVICES CORP. (HORSHAM PA)
PA
05/22/2006 - 11/10/2008
ALLSTATE FINANCIAL SERVICES, LLC (QUAKERTOWN PA)
MO
10/24/2000 - 08/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 08/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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