Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harrington is a financial advisor with Provise Management Group, LLC in Clearwater, Florida. Thomas has over 20 years of experience in the financial services industry. Thomas is a Certified Financial Planner™ and holds the Series 63, 66, 7, 9, 10, 24 and 4 licenses. Thomas specializes in providing financial planning, investment management, and retirement planning services to individual clients, businesses, and non-profit organizations. Thomas is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees as solicitor for seabridge invest advisor
1
2
FL
12/09/2021 - Present
Provise Management Group, LLC (CLEARWATER FL)
FL
07/29/2014 - 01/26/2021
KESTRA INVESTMENT SERVICES, LLC (TAMPA FL)
FL
05/03/2006 - 08/20/2014
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
07/26/2006 - 01/05/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NE
10/23/2000 - 02/01/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 04/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/12/2004
Series 4 - Registered Options Principal Examination
BC
Issued 11/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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