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Thomas J Goomer

Wells Fargo Securities, LLC

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About Thomas J Goomer

Thomas J Goomer is a financial professional with Wells Fargo Securities, LLC. Thomas is registered with the state of California. He is also licensed to sell securities in the state of California. Thomas holds the Series 63, 79TO and SIE licenses. His registration date was 5/1/2023.

Firm Information

Thomas Goomer is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Goomer’s Registration & Firm History

CA

05/01/2023 - Present

Wells Fargo Securities, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/18/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas J Goomer.
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