Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J Egan is a financial advisor with over 20 years of experience in the industry. Thomas currently works at J.p. Morgan Securities LLC. Prior to joining J.p. Morgan Securities LLC, Thomas held positions at J.P. MORGAN SECURITIES INC., HSBC SECURITIES (USA) INC., and SG COWEN SECURITIES CORPORATION. Thomas holds several licenses and certifications, including Series 63, Series 87, Series 16, and Series 7. Thomas is registered to provide financial advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Thomas specializes in providing financial advice to high net worth individuals, corporations, and other businesses. Thomas also provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/07/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/22/2002 - 10/28/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/22/2000 - 05/03/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 11/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/10/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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