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Thomas J Doukas

THE Leaders Group, Inc.

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About Thomas J Doukas

Thomas Doukas is a financial professional with over 15 years of experience in the financial industry. Thomas is currently registered with The Leaders Group, Inc. in Littleton, Colorado and also previously held registrations with multiple firms. Thomas holds several licenses, including Series 7, Series 63, Series 24, and Series 65.

Firm Information

Thomas Doukas is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Doukas’s Registration & Firm History

CO

06/26/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

VA

05/22/2015 - 09/23/2016

MML INVESTORS SERVICES, LLC (FOREST VA)

VA

10/04/2012 - 05/07/2015

NYLIFE SECURITIES LLC (LYNCHBURG VA)

NJ

10/01/2010 - 11/30/2010

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (NEPTUNE NJ)

NY

07/17/2008 - 10/08/2008

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

NY

03/12/2007 - 06/30/2008

VCM SECURITIES, LLC. (NEW YORK NY)

MA

07/25/2005 - 02/28/2006

IDX DERIVATIVES, LLC (COHASSET MA)

MA

11/10/2003 - 01/20/2005

AGP DERIVATIVES CORP. (COHASSET MA)

NY

01/02/2002 - 09/23/2003

MAXCOR FINANCIAL INC. (NEW YORK NY)

NY

01/02/2000 - 07/10/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/01/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas J Doukas.
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