Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J. Curtin is a financial advisor with over 14 years of experience in the industry. Thomas is currently registered with Osaic Advisory Services, LLC, which provides investment advisory services to a range of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Thomas has a broad range of experience, having previously worked with other firms including Securities America, Inc., CUNA Brokerage Services, Inc., LPL Financial LLC, and Northern Lights Distributors, LLC. Thomas is also a licensed insurance agent and provides insurance services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
11/08/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
CT
06/09/2021 - 06/14/2024
SECURITIES AMERICA, INC. (Windsor CT)
CT
07/10/2018 - 12/04/2019
CUNA BROKERAGE SERVICES, INC. (Norwich CT)
MA
05/02/2017 - 04/20/2018
LPL FINANCIAL LLC (WEST SPRINGFIELD MA)
NE
01/27/2014 - 12/31/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NY
04/12/2011 - 02/29/2012
T3 TRADING GROUP, LLC (NEW YORK NY)
CT
05/21/2008 - 04/15/2010
TOUCHSTONE SECURITIES, INC. (NORWALK CT)
CT
04/18/2007 - 05/07/2008
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
11/21/2006 - 03/15/2007
MML DISTRIBUTORS, LLC (ENFIELD CT)
BOTH
Issued 11/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2012
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 11/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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