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Thomas J Conlon

Morgan Stanley

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About Thomas J Conlon

Thomas Conlon is a financial advisor registered with Morgan Stanley. Thomas has been working in the financial services industry since 2003. Thomas is licensed to offer securities and investment advice in all 50 states and the District of Columbia. Thomas has a broad range of experience in the financial services industry, including experience at Prudential Investment Management Services LLC and Northwestern Mutual Investment Services, LLC. Thomas has also held other positions in the financial services industry, including positions at Betterment LLC and other companies. Thomas specializes in providing investment advice to individuals and families.

Firm Information

Thomas Conlon is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Thomas Conlon’s Registration & Firm History

SC

04/05/2023 - Present

Morgan Stanley (Hilton Head Island SC)

PA

02/09/2007 - 01/19/2016

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

PA

03/28/2006 - 01/03/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WILKES BARRE PA)

WI

08/12/2003 - 08/31/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 02/03/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/13/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/13/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas J Conlon.
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