Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J. Bryan is a registered representative with Guggenheim Funds Distributors, LLC based in Chicago, Illinois. Thomas has been in the industry since March 8, 2008, and holds a Series 6, 7 and 63 license. Prior to joining Guggenheim Funds Distributors, LLC, Thomas worked for RS Funds Distributor LLC in San Francisco, CA and Guardian Investor Services LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
10/05/2015 - Present
Guggenheim Funds Distributors, LLC (CHICAGO IL)
CA
06/02/2014 - 09/29/2015
RS FUNDS DISTRIBUTOR LLC (SAN FRANCISCO CA)
NY
07/05/2012 - 06/02/2014
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
CT
02/19/2008 - 06/21/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
BC
Issued 03/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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