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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bastian is an Investment Advisor Representative with Cetera Investment Advisers LLC. Thomas has been in the securities industry since 1988. Thomas is licensed to provide investment advice in several states, including Arizona, California, Colorado, Florida, Kansas, and Michigan. Thomas has been with Cetera Investment Advisers LLC since June 2023. Prior to joining Cetera, Thomas was an advisor with Voya Financial Advisors, Inc. and worked with several other firms, including Sagepoint Financial, Inc., LPL Financial Corporation and Banc of America Investment Services, Inc. In addition to working with Cetera, Thomas is also an Independent Insurance Agent and owns Bastian Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (GILBERT AZ)
AZ
02/25/2009 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (CHANDLER AZ)
AZ
05/29/2008 - 03/02/2009
SAGEPOINT FINANCIAL, INC. (GILBERT AZ)
AZ
02/16/2007 - 06/04/2008
LPL FINANCIAL CORPORATION (MESA AZ)
AZ
07/12/1999 - 02/21/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (MESA AZ)
CA
02/10/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
02/10/1995 - 04/16/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
IN
01/04/1993 - 12/31/1994
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
CA
07/18/1990 - 01/04/1991
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NE
10/02/1985 - 07/23/1990
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
NE
05/22/1990 - 07/18/1990
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
IA
Issued 09/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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