Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Higgins is a financial advisor who has been in the industry for over 2 years. He is currently registered with Stifel Independent Advisors, LLC in Missouri and Illinois. Thomas has experience working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. He is also registered as an investment adviser representative in Missouri and Illinois. Thomas earned his Series 63, 65, 7, 9, 10 and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
05/22/2023 - Present
Stifel Independent Advisors, LLC (ST. LOUIS MO)
MO
08/27/2021 - 06/15/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
IA
Issued 05/19/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/15/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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