Unclaimed
Thomas Hutchinson Ela is a financial advisor with Cetera Investment Advisers LLC. Thomas has over 38 years of experience in the financial services industry. Thomas holds Series 6, 7, 24, 51, and 63 securities licenses, as well as a Chartered Financial Consultant designation. Thomas is registered to provide investment advice in 32 states and is also a Registered Investment Advisor in Massachusetts, New Jersey, and Texas. Thomas has a broad range of experience in providing financial advice, including portfolio management, financial planning, pension consulting, and educational seminars. Thomas's areas of specialization include Retirement Planning, College Savings Planning, Estate Planning, Insurance Planning, and Investment Planning. Thomas is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/29/2023 - Present
Cetera Investment Advisers LLC (WYCKOFF NJ)
NJ
01/27/1992 - 10/28/2015
CETERA ADVISOR NETWORKS LLC (WYCKOFF NJ)
MA
01/04/1990 - 01/22/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/19/1987 - 12/05/1989
CHRIS SECURITIES INC.
NA
09/24/1984 - 11/14/1987
W. S. GRIFFITH & CO., INC.
BC
Issued 01/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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