Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hutchinson Ela has been in the financial services industry since 1984. Ela is a registered representative with Cetera Investment Advisers LLC, which is a registered investment advisor. Ela provides a range of services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Ela holds multiple securities licenses, including Series 7, 6, 24, 51, and 63, as well as the Securities Industry Essentials (SIE) exam. Ela also holds the designation of Chartered Financial Consultant (ChFC). In addition to working with Cetera Investment Advisers LLC, Ela has previously worked with Cetera Advisor Networks LLC, MML Investors Services, Inc., Chris Securities Inc. and W. S. Griffith & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/29/2023 - Present
Cetera Investment Advisers LLC (WESTFIELD NJ)
NJ
01/27/1992 - 10/28/2015
CETERA ADVISOR NETWORKS LLC (WYCKOFF NJ)
MA
01/04/1990 - 01/22/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/19/1987 - 12/05/1989
CHRIS SECURITIES INC.
NA
09/24/1984 - 11/14/1987
W. S. GRIFFITH & CO., INC.
BC
Issued 1/6/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 7/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 9/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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