Unclaimed
Thomas Hurst Core is a registered representative with A.g.p. / Alliance Global Partners located in New York, New York. Thomas has over 57 years of experience in the securities industry. Thomas has previously been employed by AEGIS CAPITAL CORP., DU PASQUIER & CO., INC., JOSEPHTHAL LYON & ROSS INCORPORATED, JOSEPHTHAL & CO., INC., HANIFEN, IMHOFF SECURITIES CORP., MOORE & SCHLEY, CAMERON & CO., MOORE & SCHLEY SECURITIES CORPORATION, WHITE, WELD & CO. INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.. Thomas's certifications include Series 1, Series 5, Series 63, Series 7TO, and Series 40. Thomas specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Pooled Investment Vehicles, Selection of Other Advisers, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
06/11/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
12/11/2014 - 04/21/2021
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
07/22/1992 - 07/25/2014
DU PASQUIER & CO., INC. (NEW YORK NY)
NY
11/04/1991 - 07/28/1992
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
02/26/1990 - 10/17/1991
JOSEPHTHAL & CO., INC.
NA
01/02/1990 - 01/29/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
03/06/1975 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
NA
02/20/1985 - 08/21/1989
MOORE & SCHLEY SECURITIES CORPORATION
NA
03/01/1974 - 04/27/1975
WHITE, WELD & CO. INCORPORATED
NA
01/10/1966 - 03/18/1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 09/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/07/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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