Unclaimed
Thomas Hunter McBride is a registered investment advisor representative with Nuveen Asset Management, LLC. Thomas McBride has been in the financial services industry for over 10 years and is registered to provide investment advice and services in 54 states and the District of Columbia. Thomas McBride is a licensed investment advisor representative and general securities representative. Thomas McBride has worked at Northwestern Mutual Investment Services, LLC, Allianz Global Investors Distributors LLC, Chris Faicco and Nuveen Securities, LLC prior to Nuveen Asset Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
03/16/2021 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NY
09/25/2015 - 12/31/2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
11/05/2012 - 09/29/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
PA
09/13/2010 - 08/09/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 03/15/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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