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Thomas Hughes

Truist Securities, Inc.

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About Thomas Hughes

Thomas Hughes is a registered representative with Truist Securities, Inc. in Richmond, Virginia. Thomas Hughes holds the Series 63, Series 79TO, and SIE licenses.

Firm Information

Thomas Hughes is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Hughes’s Registration & Firm History

VA

05/03/2024 - Present

Truist Securities, Inc. (RICHMOND VA)

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Licenses & Designations

BC

Issued 08/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/29/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Hughes.
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