Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McLaren is a financial advisor with over 30 years of experience in the industry. Currently, Thomas is a registered representative at Raymond James & Associates, Inc. and has been with the firm since September 2016. Prior to that, Thomas was employed at Morgan Stanley, Credit Suisse Securities (USA) LLC, SunTrust Investment Services, Inc., Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, Smith Barney Inc. and Lehman Brothers Inc.. Thomas holds multiple licenses and registrations, including Series 3, 6, 7, 8, 9, 10, 23, 24, 63, and 65. Thomas is a licensed professional in Georgia and is also registered with the Financial Industry Regulatory Authority (FINRA). In addition to providing investment advice, Thomas also provides financial planning and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/20/2016 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
07/29/2016 - 08/22/2016
MORGAN STANLEY (ATLANTA GA)
GA
04/22/2008 - 05/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
GA
12/12/2005 - 04/18/2008
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
02/28/2000 - 12/07/2005
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
09/14/1996 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
07/31/1993 - 12/31/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
06/06/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/06/1982 - 07/01/1986
EQUICO SECURITIES, INC.
NA
12/06/1982 - 06/30/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
08/20/1982 - 11/10/1982
FIRST INVESTORS CORPORATION
IA
Issued 11/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/25/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 08/25/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1994
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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