Unclaimed
Thomas Armstrong is a financial advisor with Cetera Investment Advisers LLC, a firm with a focus on financial planning, portfolio management for individuals and businesses, and pension consulting. Thomas has been working in the financial services industry since 2001. He has Series 6, 7, 24, 63, and 65 licenses as well as the SIE designation. He holds the Certified Financial Planner designation and has experience in various areas including insurance sales. Thomas is registered in Indiana, Mississippi, New Hampshire, New Jersey, North Carolina, South Carolina, South Dakota, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/10/2023 - Present
Cetera Investment Advisers LLC (GERMANTOWN TN)
TN
08/06/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
TN
04/09/2001 - 08/04/2015
HD VEST INVESTMENT SERVICES (COLLIERVILLE TN)
IA
Issued 9/1/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 4/6/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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