Unclaimed
Thomas Hongkyo Kim is a financial advisor with over 15 years of experience in the financial services industry. Thomas is currently registered with Globalink Securities, Inc. Prior to joining Globalink Securities, Inc., Thomas was affiliated with Cetera Investment Services LLC, Equitable Advisors, LLC, Transamerica Financial Advisors, Inc, Equity Services, Inc., Park Avenue Securities LLC, NYLIFE Securities LLC, AXA Advisors, LLC, and Continental Broker-Dealer Corp. Thomas holds Series 7, Series 63, Series 66, and SIE licenses. Thomas is registered in California, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/13/2024 - Present
Globalink Securities, Inc. (Monrovia CA)
NY
03/08/2021 - 06/02/2022
CETERA INVESTMENT SERVICES LLC (PEARL RIVER NY)
NY
03/14/2019 - 12/17/2020
EQUITABLE ADVISORS, LLC (WOODBURY NY)
NY
11/01/2017 - 01/25/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (FLUSHING NY)
NY
09/30/2015 - 08/17/2017
EQUITY SERVICES, INC. (HAUPPAUGE NY)
NY
06/26/2014 - 09/11/2015
PARK AVENUE SECURITIES LLC (WOODBURY NY)
NY
12/15/2006 - 06/11/2014
NYLIFE SECURITIES LLC (JERICHO NY)
NY
05/03/2006 - 08/17/2006
AXA ADVISORS, LLC (LAKE SUCCESS NY)
NY
10/20/1998 - 09/01/1999
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 05/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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