Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hines is a financial advisor with Thompson Capital Management, LLC, where Thomas has been working since March of 2021. Prior to joining Thompson Capital Management, LLC, Thomas worked at Lowery Asset Consulting, LLC. Thomas holds the Series 7, Series 63, and Series 65 licenses. Thomas is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
05/04/2022 - Present
Thompson Capital Management, LLC (Crystal Lake IL)
IL
10/12/2006 - 04/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NA
06/11/1993 - 05/23/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
06/11/1993 - 05/23/1994
IDS LIFE INSURANCE COMPANY
BOTH
Issued 10/19/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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