Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hillman is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Credit Suisse Securities (usa) LLC and is a Series 10 and Series 24 Principal. Thomas is also Series 66, 7, 86 and 87 licensed. Previously, Thomas worked at Holt Brokerage Services LLC. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and with state regulators in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
IL
02/13/2002 - Present
Credit Suisse Securities (usa) LLC (CHICAGO IL)
IL
01/07/2002 - 02/13/2002
HOLT BROKERAGE SERVICES LLC (CHICAGO IL)
BOTH
Issued 04/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/03/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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