Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sauer is a financial advisor with over 19 years of experience in the industry. Thomas is currently registered with Cetera Investment Advisers LLC in Charlotte, NC. Thomas has previously been registered with Waddell & Reed, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, INC., and Thrivent Investment Management INC. Thomas has a Series 7 and Series 66 license and is also a Certified Financial Planner. Thomas is also a licensed insurance agent and is the owner of Integrity Capital Management.
CHARLOTTE, NC
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/01/2024 - Present
Cetera Investment Advisers LLC (CHARLOTTE NC)
NC
03/25/2015 - 01/08/2018
WADDELL & REED (CHARLOTTE NC)
NC
10/23/2009 - 03/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/12/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MN
11/11/2004 - 06/24/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 11/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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