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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Williams is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., providing investment advice and services to individuals and businesses in Macon, Georgia. Thomas has been working in the financial services industry since 1988 and has a wide range of experience in providing comprehensive financial solutions. He is a registered representative with both FINRA and the state of Georgia, and is also a registered investment advisor in Georgia and Texas. Thomas holds several industry licenses and has extensive experience in portfolio management, financial planning, and retirement planning. He works with clients on a variety of investment needs, including retirement planning, college savings, and estate planning. Thomas is committed to providing his clients with personalized service and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/23/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MACON GA)
GA
08/22/2003 - 06/24/2016
WELLS FARGO ADVISORS, LLC (MACON GA)
NY
01/02/2002 - 09/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
05/26/1988 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 07/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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