Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Thornton is a financial advisor with LPL Financial LLC in Chesterfield, Missouri. He is registered in Missouri. Thomas Thornton has been a registered representative for over 20 years. His career began in 1999 and included working for a number of other financial institutions. Thomas Thornton's previous firms include A. G. Edwards & Sons, Inc., LINSCO/PRIVATE LEDGER CORP., NATCITY INVESTMENTS, INC., PNC INVESTMENTS, M&I FINANCIAL ADVISORS, INC, BMO HARRIS FINANCIAL ADVISORS, INC., and LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
09/21/2020 - Present
LPL Financial LLC (CHESTERFIELD MO)
IA
07/21/2016 - 04/13/2020
LPL FINANCIAL LLC (DUBUQUE IA)
IN
08/01/2012 - 06/07/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (NOBLESVILLE IN)
MO
07/13/2010 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (CLAYTON MO)
MO
11/13/2009 - 06/28/2010
PNC INVESTMENTS (ST. LOUIS MO)
MO
07/14/2006 - 11/13/2009
NATCITY INVESTMENTS, INC. (ST. LOUIS MO)
MO
04/01/2005 - 07/17/2006
LINSCO/PRIVATE LEDGER CORP. (BRENTWOOD MO)
MO
04/20/1999 - 04/13/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 05/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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