Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harris is a financial advisor with over 20 years of experience in the financial services industry. Thomas has been with Money Concepts Capital Corp. since September 2016. Prior to that, Thomas worked at Fifth Third Securities, PNC Investments, Raymond James Financial Services, and Natcity Investments. Thomas holds the Series 63, Series 65, Series 7, and SIE licenses. Thomas is registered to provide investment advisory and brokerage services in Florida, Indiana, and Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
KY
10/11/2016 - Present
Money Concepts Capital Corp. (LOUISVILLE KY)
KY
05/30/2014 - 06/20/2016
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
01/18/2007 - 03/05/2014
PNC INVESTMENTS (LOUISVILLE KY)
KY
07/11/2006 - 01/09/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (SHEPHERDSVILLE KY)
OH
08/13/1997 - 11/10/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
11/12/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IA
Issued 11/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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