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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Herber is an investment advisor representative with Fidelity Personal and Workplace Advisors. Thomas has been in the industry since October 2006 and is currently registered with FINRA and the states of Nevada and Texas. Thomas has a wide range of experience working with clients of all types, including high-net-worth individuals, corporations, and pension plans. Thomas is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
02/09/2022 - Present
Fidelity Personal AND Workplace Advisors (LAS VEGAS NV)
NV
11/26/2019 - 03/02/2021
ALLSTATE FINANCIAL SERVICES, LLC (LAS VEGAS NV)
CT
01/22/2018 - 10/22/2018
CUSO FINANCIAL SERVICES, L.P. (West Haven CT)
CA
10/15/2014 - 01/29/2018
WELLS FARGO CLEARING SERVICES, LLC (PETALUMA CA)
CA
09/23/2011 - 10/24/2014
BANCWEST INVESTMENT SERVICES, INC. (LARKSPUR CA)
NY
05/21/2008 - 04/16/2010
QUESTAR CAPITAL CORPORATION (RYE NY)
NY
02/17/2006 - 04/04/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
11/14/2002 - 10/06/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 07/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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