Unclaimed
Thomas Vickers is a financial advisor with over 40 years of experience in the industry. He is currently registered with Private Advisor Group, LLC and has held previous registrations with Securian Financial Services, Inc. and Chubb Securities Corporation. Thomas Vickers holds Series 6, 7, 24, 51, and 63 securities licenses and is a Chartered Financial Consultant. He provides financial planning services to individuals, businesses, and organizations. Thomas Vickers's areas of specialization include retirement planning, investment management, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
11/20/2014 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MN
10/02/1987 - 11/26/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NA
03/30/1983 - 11/03/1987
CHUBB SECURITIES CORPORATION
BC
Issued 04/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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