Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Miller is an investment advisor representative with over 12 years of experience in the financial services industry. Thomas has a strong track record of success in helping clients achieve their financial goals. He is a registered representative in 53 states and the District of Columbia and is licensed to sell securities and investment advisory services. Thomas is a highly experienced and qualified advisor who specializes in providing financial advice and investment management services to individuals, corporations, and charitable organizations. Thomas is committed to providing his clients with personalized service and helping them make informed decisions about their investments. Thomas is currently employed by J.P. Morgan Securities LLC, a leading investment banking firm. Before joining J.P. Morgan, Thomas worked for PNC Investments and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
12/01/2020 - Present
J.p. Morgan Securities LLC (Philadelphia PA)
PA
06/03/2014 - 12/06/2018
PNC INVESTMENTS (CAMP HILL PA)
PA
06/16/2011 - 12/31/2013
MML INVESTORS SERVICES, LLC (LANCASTER PA)
PA
01/04/2007 - 06/17/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LANCASTER PA)
BOTH
Issued 04/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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