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Thomas Henry McEvoy

Great Point Capital LLC

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About Thomas Henry McEvoy

Thomas McEvoy is a financial professional with over 27 years of experience in the industry. Thomas is currently registered with Great Point Capital LLC and has previously held positions at ICBA Securities, Vining Sparks, and Ibaa Securities Corporation. Thomas has a broad range of experience and has passed the Series 7, Series 55, Series 63, SIE, and Series 57TO exams.

Firm Information

Thomas McEvoy is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas McEvoy’s Registration & Firm History

IL

02/21/2003 - Present

Great Point Capital LLC (CHICAGO IL)

TN

07/10/1998 - 05/08/2002

ICBA SECURITIES (MEMPHIS TN)

TN

05/20/1996 - 05/08/2002

VINING SPARKS (MEMPHIS TN)

TN

11/30/1994 - 05/31/1995

IBAA SECURITIES CORPORATION (MEMPHIS TN)

TN

04/23/1993 - 05/31/1995

VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)

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Licenses & Designations

BC

Issued 05/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Thomas Henry McEvoy.
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