Unclaimed
Thomas Maikowski has over 37 years of experience in the financial services industry. Thomas is currently registered as a Registered Representative with Cetera Investment Advisers LLC. Thomas is a highly experienced advisor who has provided financial services to clients in Texas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Iowa, Maine, Nebraska, New Mexico, New York, North Carolina, Oklahoma, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (ADDISON TX)
TX
07/18/2003 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (ADDISON TX)
TX
12/18/1996 - 07/18/2003
SWS FINANCIAL SERVICES (DALLAS TX)
GA
11/09/1994 - 01/02/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
03/06/1985 - 11/09/1994
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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