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Thomas Henry Lovell

Chatsworth Securities LLC

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About Thomas Henry Lovell

Thomas Lovell is a financial advisor currently registered with Chatsworth Securities LLC in Greenwich, Connecticut. Thomas holds a Series 7, 8, 62, 63, 79, 82, and SIE licenses. He has worked as a financial advisor for over 20 years, beginning with Drexel Burnham Lambert Incorporated in 1982. Thomas joined Chatsworth Securities LLC in 2017.

Firm Information

Thomas Lovell is currently registered with Chatsworth Securities LLC. Chatsworth Securities LLC is a Limited Liability Company that was formed on March 20, 1996. The firm is registered in California, Connecticut, Florida, Massachusetts, New Jersey, and New York. They have one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Lovell’s Registration & Firm History

CT

04/24/2017 - Present

Chatsworth Securities LLC (GREENWICH CT)

VT

06/29/2010 - 03/04/2011

MIDDLEBURY SECURITIES LLC (WEYBRIDGE VT)

NY

05/12/2009 - 09/09/2010

MCKIM CAPITAL, INC. (NEW YORK NY)

NY

11/12/2008 - 12/09/2008

MORGAN JOSEPH & CO. INC. (NEW YORK NY)

NY

07/01/1996 - 08/22/2000

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

01/01/1991 - 10/23/1992

NEWBRIDGE SECURITIES INC. (NEW YORK NY)

NA

06/30/1982 - 04/02/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 04/10/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/24/2017

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 11/10/2008

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 06/19/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Henry Lovell.
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