Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brazier is an investment advisor representative registered with LPL Financial LLC. Thomas has been in the industry since December 24, 2017. Thomas holds the following licenses: Series 6, Series 63, Series 65 and the SIE. Thomas is registered with the following states: Arkansas, Connecticut, Florida, Iowa, Maine, New Hampshire, New Jersey, and Vermont. Thomas was previously employed at Lincoln Investment and Bankers Life Securities, Inc. Thomas currently lives in Montpelier, VT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
06/28/2024 - Present
LPL Financial LLC (MONTPELIER VT)
VT
04/12/2021 - 07/01/2024
LINCOLN INVESTMENT (Montepelier VT)
VT
11/28/2017 - 03/15/2021
BANKERS LIFE SECURITIES, INC. (South Burlington VT)
IA
Issued 09/17/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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