Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Henry Birk is a financial advisor with over 30 years of experience in the financial services industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC, and has previously worked at Credit Suisse Securities (USA) LLC, MBSC Securities Corporation, Multitrade Securities LLC, Lehman Brothers Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mackenzie Investment Management Inc., AMEV Investors, Inc., Delaware Distributors, Inc., and Lord, Abbett & Co.. Thomas provides a range of financial services including financial planning, investment consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
06/05/2021 - Present
Wells Fargo Clearing Services, LLC (PORTLAND OR)
CA
04/19/2011 - 03/02/2016
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
06/21/2006 - 11/12/2010
MBSC SECURITIES CORPORATION (NEW YORK NY)
NY
05/02/2005 - 10/18/2005
MULTITRADE SECURITIES LLC (NEW YORK NY)
NY
01/25/2001 - 02/25/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/12/1997 - 01/18/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/16/1993 - 03/31/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
KS
03/20/1990 - 01/23/1991
MACKENZIE INVESTMENT MANAGEMENT INC. (OVERLAND PARK KS)
NA
06/12/1989 - 12/20/1989
AMEV INVESTORS, INC.
NA
07/22/1985 - 10/24/1988
DELAWARE DISTRIBUTORS,INC.
NA
03/23/1983 - 07/09/1985
LORD, ABBETT & CO.
BC
Issued 05/12/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Birk is the right advisor for you? Invested Better is here to help.
