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Thomas Henri Braun

Gradient Investments, LLC

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About Thomas Henri Braun

Thomas Braun is a financial advisor with Gradient Investments, LLC and has been in the financial industry for over 20 years. Thomas Braun provides financial advice to individuals and businesses. Thomas Braun has a strong background in investment management, including experience with pension consulting and portfolio management. Prior to Gradient Investments, Thomas Braun has worked for firms like THRIVENT INVESTMENT MANAGEMENT INC., WORTH FINANCIAL GROUP INC. and SECURITIES AMERICA, INC. Thomas Braun has a current registration in North Carolina.

Firm Information

Thomas Braun is currently registered with Gradient Investments, LLC. Gradient Investments, LLC is an investment advisor headquartered in Arden Hills, Minnesota. The firm provides portfolio management services for individuals, high-net-worth individuals, businesses, and pension and profit-sharing plans. Gradient Investments, LLC has approximately $5.3 billion in regulatory assets under management.
Gradient Investments, LLC

4105 LEXINGTON AVENUE NORTH

ARDEN HILLS, MN 55126

$5.27B

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Braun’s Registration & Firm History

NC

08/06/2018 - Present

Gradient Investments, LLC (MATTHEWS NC)

TX

02/20/2008 - 08/25/2008

THRIVENT INVESTMENT MANAGEMENT INC. (IRVING TX)

TX

06/22/2007 - 02/13/2008

WORTH FINANCIAL GROUP INC. (DALLAS TX)

NE

10/30/2000 - 11/02/2001

SECURITIES AMERICA, INC. (LAVISTA NE)

NA

09/16/1987 - 12/31/1988

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

IA

Issued 09/26/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/16/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/08/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas Henri Braun. Review regulatory record here.
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