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Thomas Helmuth Endres

Paulson Investment Co. LLC

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About Thomas Helmuth Endres

Thomas Endres is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Paulson Investment Co. LLC and is licensed to provide securities and investment advice in multiple states. Previously, Thomas has held positions at a variety of firms, including Oppenheimer & Co. Inc. and Josephthal & Co., Inc. Thomas's experience and knowledge make him a valuable resource for clients seeking financial guidance and investment management.

Firm Information

Thomas Endres is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Endres’s Registration & Firm History

FL

10/18/2016 - Present

Paulson Investment Co. LLC (St. Petersburg FL)

NY

01/02/2002 - 05/24/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/25/1995 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

02/01/1993 - 01/10/1995

VTR CAPITAL, INC. (NEW YORK NY)

MO

07/20/1992 - 01/26/1993

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

08/04/1988 - 07/10/1992

J. W. GANT & ASSOCIATES, INC.

NA

01/02/1987 - 07/10/1992

J. W. GANT & ASSOCIATES, INC.

NA

06/28/1988 - 07/27/1988

WELLSHIRE SECURITIES, INC.

NA

03/24/1988 - 05/07/1988

RANDOLPH BROWN SECURITIES CORPORATION

NA

12/15/1987 - 02/18/1988

GRAYSTONE NASH, INC.

NA

11/03/1986 - 01/02/1987

MICHELIN AND COMPANY, INC.

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Licenses & Designations

BC

Issued 10/28/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas Helmuth Endres. Review regulatory record here.
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