Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hartman is a financial advisor with Pruco Securities, LLC. Thomas has been in the financial services industry since January 4, 2021. Thomas holds Series 66, Series 7TO, Series 26 and SIE licenses. Thomas has been registered with the state of Illinois, Indiana, and Iowa. Thomas is also the owner/president of UAP Enterprises LLC which is a business in the arts, entertainment, and recreation sector.
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Compensation from lpl enterprise, llc
1
2
IL
07/21/2023 - Present
Pruco Securities, LLC (DOWNERS GROVE IL)
IL
01/05/2021 - 07/28/2023
MWA FINANCIAL SERVICES INC. (Naperville IL)
BOTH
Issued 01/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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