Unclaimed
Thomas Harry Simanek is a financial advisor with Ameriprise Financial Services, LLC. Thomas has been in the industry since 1984 and currently holds a Series 7 and Series 63 license. Previously, Thomas was associated with Securities America, Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Thomas is registered in Texas and has over 10 years of experience with Ameriprise Financial Services, LLC. Thomas can provide financial advice and portfolio management services for individuals and businesses. Ameriprise Financial Services, LLC manages over $479 billion in assets for over 2.2 million accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/21/2009 - Present
Ameriprise Financial Services, LLC (REDWOOD CITY CA)
NE
11/03/2009 - 09/13/2011
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
04/02/2007 - 05/21/2009
MORGAN STANLEY & CO. INCORPORATED (BURLINGAME CA)
CA
08/21/1984 - 04/02/2007
MORGAN STANLEY DW INC. (BURLINGAME CA)
BC
Issued 09/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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