Unclaimed
Thomas Harry riocreux Fielden is a financial professional with experience in the financial industry. Thomas has been in the industry since 2020 and is currently registered with Optiver US LLC, a brokerage firm. Thomas has passed the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO). Thomas has a history of working with AMS DERIVATIVES B.V., located in Amsterdam, Netherlands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/01/2022 - Present
Optiver US LLC (CHICAGO IL)
NA
10/06/2020 - 10/01/2021
AMS DERIVATIVES B.V. (AMSTERDAM )
BC
Issued 10/06/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2020
Series 57TO - Securities Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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