Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gorrell is a financial advisor with Northwestern Mutual Investment Services, LLC. Thomas has been in the financial services industry since 1995 and has held previous roles with Robert W. Baird & Co. Incorporated. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 26, 63 and SIE licenses. Thomas's areas of expertise include investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WV
02/28/1995 - Present
Northwestern Mutual Investment Services, LLC (Bridgeport WV)
WI
05/15/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 09/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/03/1998
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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