Unclaimed
Thomas Harris Hawks III is an Investment Advisor Representative with Flower City Capital LLC. Thomas has been in the industry since 2005 and is registered in New York. Thomas specializes in providing financial planning and portfolio management for individuals and families. Thomas is a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/22/2021 - Present
Flower City Capital LLC (PITTSFORD NY)
NY
11/29/2005 - 09/15/2008
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
IA
Issued 01/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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