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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harper Phillips is a financial advisor with over 30 years of experience in the industry. Thomas currently works for Cetera Investment Advisers LLC. Prior to joining Cetera Investment Advisers LLC, Thomas was a financial advisor at VOYA FINANCIAL ADVISORS, INC. Thomas has a broad range of experience in providing financial advice and guidance to individuals, families, and businesses. Thomas holds the Series 6, 7, 24, 26, 63 and 65 licenses as well as the SIE. Thomas is a Certified Financial Planner™ and a Chartered Financial Consultant. Thomas has a strong commitment to providing personalized financial services and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/29/2023 - Present
Cetera Investment Advisers LLC (VIENNA VA)
VA
08/12/1994 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (VIENNA VA)
MN
06/01/1992 - 07/24/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 10/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/07/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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