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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harold Smith is an investment advisor representative with Beacon Pointe Advisors, LLC. Thomas has been in the industry since 1985 and has experience in providing financial planning and portfolio management services for individuals, businesses, and investment companies. Thomas is also a registered investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/21/2024 - Present
Beacon Pointe Advisors, LLC (PASADENA CA)
CA
01/13/2016 - 12/31/2016
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
CA
02/20/2006 - 09/16/2013
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
TX
11/09/1985 - 02/01/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
05/23/1985 - 11/01/1985
THE STUART-JAMES COMPANY, INC.
IA
Issued 03/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/21/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/27/1986
Series 4 - Registered Options Principal Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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