Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Popp has been in the financial services industry for over 20 years and is currently a Registered Representative with Clear Street LLC. Previously, Thomas was a Registered Representative with CF Secured, LLC, Cantor Fitzgerald & Co., Westminster Research Associates LLC, Convergex Execution Solutions LLC, and G-Trade Services LLC. Thomas has Series 3, 7, 14, 24, 52, 63, 99, and SIE licenses. Thomas is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/06/2022 - Present
Clear Street LLC (NEW YORK NY)
NY
05/17/2017 - 01/04/2022
CF SECURED, LLC (New York NY)
NY
03/15/2017 - 01/04/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/23/2005 - 04/10/2017
WESTMINSTER RESEARCH ASSOCIATES LLC (NEW YORK NY)
NY
02/01/2005 - 03/29/2017
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
10/24/2008 - 04/01/2015
G-TRADE SERVICES LLC (NEW YORK NY)
NY
09/06/2000 - 02/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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